Meeting Information

Securities Law Committee

 
TOPIC: The Do's and Don'ts of Testifying During a FINRA Investigation

PRESENTER: Richard March, Senior Regional Counsel FINRA
Roger Kiley, Principal Regional Counsel, Division of Enf
 Date:03/15/2018
 Time:12:15 PM - 1:30 PM
 Location:The Chicago Bar Association
 MCLE Credit:Yes